The Rise of China and the Decline of the United States: Power Transition and War or Peaceful Change?
Summary
TLDRThis lecture delves into the power transition theory, examining the potential for major conflict between the US and China amidst China's economic and military rise. The speaker, drawing from historical precedents and current geopolitical shifts, discusses the likelihood of war and the possibility of peaceful change to avoid conflict. The talk challenges the notion of a stable balance of power, suggesting instead that significant power disparities and rising states pose greater threats to peace.
Takeaways
- ๐ The topic discussed is the rise of China and the likelihood of a major war between the United States and China.
- ๐ The speaker presents a hierarchical system of power transition theory, with a focus on dominant, great, middle, and small powers.
- ๐บ๐ธ The rise of China and the decline of the United States are seen as significant power shifts in the global distribution of power.
- ๐ก The speaker argues that China's economic growth and increasing military capabilities have significant consequences for other countries' foreign policies.
- โ ๏ธ The possibility of a major war between the United States and China is examined, with a focus on reducing this likelihood.
- ๐ The power transition theory suggests that shifts in the power hierarchy, especially the rise of great powers, make war more likely.
- ๐ China's economic growth and military expansion are highlighted, with data showing significant increases in defense spending and capabilities.
- ๐ค The speaker questions whether China is a satisfied status quo power or a dissatisfied revisionist power.
- ๐ The theory suggests that dissatisfied rising powers pose a greater threat to stability and are more likely to challenge the dominant state.
- ๐ The concept of peaceful change is explored as a way to accommodate rising powers and avoid major conflicts.
Q & A
What is the main topic of the presentation?
-The main topic of the presentation is the rise of China and the likelihood of major war between the United States and China and its respective allies.
What does the speaker use to illustrate the hierarchical system discussed?
-The speaker uses chalk to illustrate the hierarchical system discussed, which includes the dominant power, great powers, middle powers, and small powers.
What are the two primary aims of the paper mentioned by the speaker?
-The two primary aims of the paper are to examine the possibility of a major war between the United States and China and to see what can be done to lessen this possibility.
What theory does the speaker focus on in the presentation?
-The speaker focuses on Power Transition Theory, which discusses the dynamics of power shifts and the potential for major wars.
What economic and military developments in China are highlighted by the speaker?
-The speaker highlights China's remarkable economic growth, increasing military capabilities, large defense budget, and the development of military technology to project power.
How does Power Transition Theory view the concept of hierarchy in international relations?
-Power Transition Theory views a hierarchical distribution of power as helping to keep the peace, with a dominant state using its power to create an international order that benefits itself.
What are the three elements of power identified by Power Transition Theory?
-The three elements of power identified by Power Transition Theory are population (specifically the number who can work and fight), economic productivity, and the effectiveness of the political system to extract resources.
What is the significance of the concept of parity in Power Transition Theory?
-In Power Transition Theory, parity exists when a great power becomes a challenger and develops more than 80% of the resources of the dominant power, indicating a high potential for conflict.
What is the speaker's view on the possibility of nuclear weapons being used in future conflicts?
-The speaker believes that despite many theories suggesting otherwise, it is likely that nuclear weapons could be used in future conflicts, emphasizing the seriousness of the current power transition.
What is the speaker's perspective on the idea of peaceful change in international politics?
-The speaker discusses the idea of peaceful change as an alternative to war, emphasizing the need for accommodation and concession to avoid major conflicts, drawing on historical examples and the work of scholars from the interwar period.
Outlines
๐ Introduction to Power Transition Theory
The speaker begins by introducing the topic of power transition theory, using a chalkboard to visually represent the hierarchical system of world powers. Acknowledging the contribution of Professor dukovich, the speaker reflects on their teaching experience and the influence it has had on their research. The central theme revolves around the rise of China and its potential to incite major conflict with the United States and respective allies. The speaker argues that China's economic growth and increasing military capabilities are significant factors in the shifting global power dynamics, affecting the foreign policies of regional countries. The paper aims to explore the likelihood of war due to this power transition and suggests that while the rise of China is a paramount issue, there are measures that can be taken to mitigate the risk of conflict.
๐ China's Economic and Military Ascendancy
This paragraph delves into China's economic growth and its conversion into military strength. The speaker identifies China as a rising power with a growing economy, which has led to its current position as the world's largest exporter and manufacturer. Despite recent economic challenges, China's defense budget has seen a consistent increase over the past two decades, making it the second-largest military spender globally. The speaker acknowledges the development of China's military technology and its efforts to project power, traditionally a capability associated with the United States. The speaker also touches on demographic factors, such as China's large population compared to the United States, and how power transition theory considers these elements in assessing the potential for great power status.
๐ Power Transition Theory and Rising States
The speaker explains the core components of power transition theory, emphasizing the hierarchical distribution of power and the potential instability caused by shifts in power dynamics. The theory suggests that a dominant state creates an international order that benefits itself, but it's the rise of new powers that can challenge this order and potentially lead to conflict. The speaker outlines the four parts of power transition theory: structure, power, the concept of parity, and the degree of satisfaction or dissatisfaction of the rising power. The paragraph concludes by questioning whether China is a satisfied status quo power or a revisionist power, highlighting the importance of this distinction in understanding the likelihood of war.
๐ค The Paradox of Power and Satisfaction
This section further explores the power transition theory, particularly focusing on the role of satisfaction or dissatisfaction among states. The speaker discusses how status quo states are generally content with the existing international order, while revisionist states seek to change it to better reflect their interests. The speaker presents the argument that China, as a rising power, may be dissatisfied with the current order and could potentially be a catalyst for conflict. The paragraph also touches on the historical context of power transitions and the potential for war, referencing the work of scholars like Graham Allison and the concept of the Thucydides Trap.
๐๏ธ The Pursuit of Peaceful Change
The final paragraph shifts the focus to the concept of peaceful change, drawing on historical and contemporary theories that advocate for altering the status quo without resorting to war. The speaker references E.H. Carr and other interwar scholars who explored how to achieve change in international politics through peaceful means. The speaker suggests that appeasement, often viewed negatively, might be reconsidered in the context of avoiding catastrophic war. The paragraph concludes by suggesting that power transition theory, while pessimistic about the inevitability of war, could be mitigated by efforts towards peaceful change and accommodation of rising powers like China.
Mindmap
Keywords
๐กHierarchical System
๐กPower Transition Theory
๐กDominant Power
๐กRising Power
๐กGreat Powers
๐กMiddle Powers
๐กSmall Powers
๐กEconomic Growth
๐กMilitary Capabilities
๐กPeaceful Change
๐กStatus Quo
Highlights
Introduction of Power Transition Theory and its relevance to current global power dynamics.
Discussion on the hierarchical system depicted through a chalkboard diagram distinguishing dominant, great, middle, and small powers.
Acknowledgment of Professor dukovich for inspiring research amidst final exams.
The paper's focus on the rise of China and its potential to cause major war with the United States and respective allies.
Argument that China's economic growth and military capabilities are central to global power shifts.
China's remarkable progress in exports, trade, and manufacturing, surpassing historical leaders.
The impact of China's rise on foreign policies of regional countries like the Philippines, Vietnam, and Australia.
Contrary viewpoints on the current state of China's economy and population challenges.
China's ascending military spending and its position as the second-largest military spender globally.
The concept of parity in power transition theory and its implications for international relations.
The role of population as a key ingredient in power transition theory and China's demographic advantage.
Distinguishing power transition theory from classical realism on the causes of war.
The importance of a rising power's satisfaction or dissatisfaction with the current international order.
Debate over whether China is a status quo or revisionist power and its implications for global stability.
Power transition theory's grim outlook on the likelihood of war despite the presence of nuclear weapons.
The idea of peaceful change as an alternative to war, drawing from historical and contemporary perspectives.
The role of appeasement in peaceful change and its controversial legacy.
The potential need for accommodation and concession to avoid catastrophic war in the context of power transition.
Concluding thoughts on the possibility of avoiding major war through understanding and addressing power transitions.
Transcripts
well I'm dealing with a very uh
old-fashioned topic so I'm going to use
some chalk too to show how oldfashioned
I I still am um I'll just put this up
this is not the uh liberal virtuous
triangle that gets us World Peace uh
this is the hierarchical system that
power transition Theory uh talks about
and which I'm going to talk about but so
I'm just going to do this quick diagram
here we have the dominant power here we
have the great Powers here we have
middle powers and uh I didn't invent all
this language small
Powers okay uh so first of all I'd like
to thank uh Professor dukovich very much
uh I think he's probably one of the few
people that could get people to work on
a research paper in the middle of final
exams uh most would the answer would
been
no uh two uh this is a very uh different
paper uh for me um rather than a
research driven paper uh it's actually
uh a result of the courses I've been
teaching um uh causes of War which is my
bread and butter course and for the last
two years I've taught this uh wonderful
course on the rise and fall of American
emony and I've been blessed with having
some of the best students I've ever had
in my career in both classes uh so a lot
of this is coming from from my
teaching um and if it is a paper it is
in the uh very beginning developmental
stages so my basic topic is uh the rise
of China and the likelihood of major war
between the United States and China and
its respective
allies I argue that of all the issues
contributing to the Grand split the rise
of China is Paramount and uh we are
witnessing I would argue a pretty
significant power shift in the relative
distribution of power certainly the rise
of China uh and or the decline of the
United
States uh for at least the last 20 plus
years China's remarkable economic growth
has and uh increasing military
capabilities has been headline news uh
that policy makers academics and
students have focused
on uh the rise of China is having
enormous consequences for other
countries foreign policies including the
countries in the region such as the
Philippines Vietnam uh the United States
and the the pivot uh and Australia who's
increasingly nervous about a growing
China this also raised the likelihood of
major war and here we've come full
circle uh 1989 Francis
fukiyama uh proclaimed the end of
history and that the biggest issue we'd
have to deal with was
boredom uh the idea of war in Europe was
seen as nonsensical something of few
dinosaur realists talked about and that
the future looked like a very bright uh
peaceloving Democratic
Community um and all but in a relatively
short period of time uh we've gone from
that to a pleora of books articles war
game strategies war game scenarios
policy
changes uh that forecast an impending
war between the United States and and
China and not only that of course we
have a major Maj war in
Ukraine we have a major war in Gaza that
has great potential to become a greater
Middle Eastern
War uh so that's the gloom and doom so
the outline of my paper are basically
two aims uh the first is to examine the
possibility of a major war between the
United States and China and secondly to
see what can be done to lessen the
possibility uh that the current power
transition that we're underway this rise
and fall of power Dynamic does not
result in major war whereas it often has
in the
past um so I do assume uh that we are in
the midst of a power transition and
that's when we're talking about the work
of uh uh Mr Dr oransky uh who was the
principal uh uh developer of power
transition theory in the
1950s uh and the power transition school
has gotten a a great uh boost in recent
years
because they seem to uh capture what's
going on uh quite
remarkably uh so three sections uh first
is to provide some data on China's
growing economic and Military
capabilities uh I am aware that uh some
of these indicators recently have gone
in the wrong
direction uh I had a student write a
wonderful paper showing that the United
States is pushing far far ahead of China
and that China is having all kinds of
problems economically in terms of
population so I'm aware of all that but
I'm going to call myself a China Rising
Optimist uh which may partly stem from
the wonderful trip I was able to take
with PE to China before covid and when I
saw Shanghai literally my brain just did
something differently I just could not
really capture what I was actually
seeing and experiencing uh in
China uh secondly I review the
literature of those who make the
argument that significant changes
changes in the distribution of Power are
causally related to the outbreak of
major war and here again my primary
focus is on oransky and the power
transition School uh which follows from
his 1958 Book World
politics uh and give the story away a
little bit uh Rising dissatisfied powers
are big time
trouble our are uh so if China does fit
that bill uh you know the idea of great
power war is not as uh farfetched as
some might want to
believe and three just is kind of
unusual for my myself uh I try to infuse
the paper with some
optimism uh and I revisit the work uh
that was being done the 1930s and 40s on
this idea of peaceful
change right of how to have how to do
accommodation how do you get change in
international politics without War uh
and this was a big theme of the interwar
scholars and in the little time I've had
to research this uh not complete
surprise there's a lot of people still
working on this concept of peaceful
change and there's an entire oxer
handbook on Peaceful change that I've
discovered um okay so do this pretty
fast uh economic data uh until most
recently China's been experiencing
double digit economic growth and most
economists did predict by 2025 China
would have the second largest economy uh
in the
world uh since the onset of the Great
Recession China has successfully taken
top position in World exports passing
Germany in trade passing the United
States and in manufacturing a claim that
the United States has had for about a
century uh China's goods and exports
continue to rise 7% from
2021 and China Global Surplus is around
$877
billion uh realism 101 is that countries
that are growing economically convert
some of that power to their
military and here there's great evidence
to uh show that that is in fact what
China has been
doing uh in a 2023 US Department of
Defense report to Congress there was
reported that China's 2022 defense
budget continued more than 20 years of
annual defense spending increases and
puts the People's Republic China's
position as the second largest military
spender in the world after the United
States uh the report further notes that
the defense budget has nearly doubled in
the last decade uh indicating that 2013
through
202022 China's annual budget has grown
by 6% adjusting for inflation they have
the large they have the world's largest
active military force comprised of about
2.85 million uh people in the reserves
1.17 mil the active excuse me
2.85 million active people in the
military 1.7 million reservists 660,000
paramilitary Personnel uh on and on and
on China has their first aircraft
carrier China is working on Military
technology to project power uh the
United States often seem to have be the
only country that can project power over
long distances China is increasingly
developing those capabilities their Air
Force Navy Etc and yes the one child
policy and the Aging issue is certainly
something I need to take into account
but you know on paper 1.4 billion people
compared to the United States is roughly
350 million people uh and power
transition theory is going to argue that
population is one of the key ingredients
uh for great power
status okay so power transition Theory
uh so I usually take about three hours
to do this when I lecture uh so I'm
going to do this in about 5
minutes uh so one of the big things of
how these folks different than classical
realist people is that they argue that a
hierarchy of power basically helps to
keep the peace uh realism 101 basically
says that if states are roughly equal
and there's a balance of power we should
see much less war because no one's going
to actually win if everybody's equal uh
actually power transitions Theory says
that when we get to a degree of
inequality that is another real danger
zone so when you're all you know back in
the early day when the United States was
Curly on top the idea that great power
war was pretty much impossible most of
the great Powers were status quo states
that supported the United States and
even if these states have revisionist
aims they have no capability to do much
about it right so this is a relatively
tranquil system it's when we start
seeing shifts in the players especially
great Powers Rising challenging the
dominant state that this school of
thought says this is what makes War uh
uh more likely so hierarchy rather than
equilibrium and it's going to identify
Rising States as the big problem where
other theories you know the declining
state but Power transition Theory
definitely says that the rising state is
the the country we need to focus
on okay so briefly there's four parts of
the power transition Theory right one is
structure and that is my complicated
diagram here uh a hierarchical
distribution of power right when all the
states clearly recognize the dominant
power now quite interestingly they do
not were use the word Hemy they do not
use you know so Robert Gilpin some of
you might know that they use the word
dominant
State
um I did I wrote yes thanks to you uh
again uh um and this dominant state uses
its power to create an international
order that is greatly beneficial to
itself right it's interests are you know
in part of this order it can't be just
completely that way because you got to
get other countries to go along but you
know uh you could even you know iin
Barry is a liberal internationalist but
ien Barry sees the same role that
heimans which he calls them create
International orders to reflect their
interest and everything is fine and
dandy when there's a
hedgemon uh
um so inequalities of power is the
problem uh for our power transition
theory in terms of their structural
argument uh Power is uh another key
ingredient uh We've you know political
science is largely we could say used to
be largely about power but over 150
years of political science you know
drives undergraduates and us crazy what
is power and just book after book on
what is power uh they identify three
elements of power
uh so one population uh specifically the
number who can work and fight that's
what we want people to
do um Power is the ability to impose or
persuade an opponent to comply with
demands so it's very much that kind of
you know I exercise influence of you I
make you do something that you would not
otherwise want to do so a function of
population two is economic productivity
the r of
industrialization uh different numbers
but usually gross domestic product per
capita is the measurement used and C
this is a bit more of a ambiguous uh but
it's the effectiveness of the political
system to extract resources so we might
have strong States weak States but you
know a state that can tax the population
can mobilize resources for it to uh
build aircraft
carriers um and it's the shift in power
relations that that has serious
consequences for international stability
uh and it draws upon this old you know
Paul Kennedy's rise and fall of great
Powers Robert gilpin's hegemonic theory
of War uh but this idea of the law of
uneven growth right all countries do not
grow at the same rate a whole bunch of
different factors but some rates grow at
a faster rate than others uh and the
argument here is that this is in fact
what was happening with regard to
China so uh why conflict there's two two
key uh things here one is the concept of
parity uh which according to power
transition Theory exists when a great
power becomes a challenger and develops
more than 80% of the resources of the
dominant power so there there really is
a Formula aspect to this you know but so
80% which once you start to catch your
80% you're at the level of parity that's
Danger Danger real danger is overtaking
that's the other key concept uh this
occurs when a rising power develops
economically at a faster rate than the
dominant
power right um so could could be changes
in industrialization changes in
technology changes in worker
productivity etc etc um that can trigger
this now the other thing that I find
very interesting about power transition
theory is this this third element the
degree of satisfaction or
dissatisfaction that the rising power
might have right so basically Al you
know this is not just true to power
transition Theory but it sees a world of
status quo States happy with the
existing order they basically get their
interest realized more often than not
and they are willing to go along with
the existing system the other types of
state are dissatisfied revisionist
States they don't believe they're
getting their fair share of the spoils
don't believe the international order
reflects their own interest and if they
could change it they would change it by
definition the dominant power is a
status quo satisfied state right right
there u in the United States we call it
King Of The Hill in Canada I call it
King of the castle uh that snow when we
used to have snow you stand on the
castle and if you're on top you stay
there and you try to kick everybody or
push or wish people did not come up uh
but those are the revisionist
challengers um and the dominant power
wants to stay on top of the
castle um so um this begs the question I
mean power transition theorists
basically argue that a we are at uh
parity and we're very close to
overtaking so the $20 question becomes
is China a satisfied status quo power or
is China a revisionist
power uh and we could take this both
ways I mean one side of the story is
that China is a status quo State uh it's
Ben benefited from the liberal
International order uh it wants to make
a few changes but it's gone rich and
Strong by being part of the WTO thanks
to President
Clinton uh and so it can be accommodated
whatever whatever the other side is that
would be like U uh Chris Lane calls the
idea of benevolent hedge of mind the
Unicorn Theory like have you have you
ever seen a benevolent hamon have you
ever seen a
unicorn uh so the idea that China is not
re
visionist uh would seem to be the
possible unicorn Theory right that if
you are a rising power that you've been
uh opposed to the universal Declaration
of Human Rights opposed to these other
types of things have a history of being
pummeled by the West it would be kind of
shocking that China would not like to
change the existing International order
and have it more aligned with its values
interests etc
etc um
I got a few more minutes um so the
question becomes can this war be avoided
and power transition Theory I would just
say a couple things one and this is
maybe where they are a little nutty uh
this can happen even with nuclear
weapons right so many of our theories of
War say yes that was a good theory in
the 1800s but with nuclear weapons all
of that's off the board right power
transition Theory and myself I do not
accept that I think it'll be a miracle
if nuclear weapons are not used before I
die
um two um they believe this is underway
right and the question is can the West
do anything to accommodate China and if
it does not there likely will be a war
maybe it will be an inadvertent war that
triggers from Taiwan on and on blah blah
blah okay so I got like a two minutes
anyway some of this really just goes
back all the way through thus cities
right so everyone's totally lost right
the so the history of the pipian war you
know you read that 500 page book ah uh
but there's one line that people love
you know why did the war start the
growth of Athenian power and the fear
this caused in Sparta right and so so
people say ah that was an Insight um and
Graham Allison at Harvard University has
this article in book called The
fluidities Trap which some of you
probably know and uh him and his Harvard
team uh argue that 15 of the last 19
power transitions have resulted in major
war and they are pretty Grim about the
prospects of us avoiding uh a major war
in the future okay so uh to do total
Injustice uh peaceful change which is
the third uh area of my paper uh this
again Springs from eh cars the 20 years
crisis and in the chapter before the
conclusion he has a chapter on Peaceful
change right and he defines peaceful
change as how in National politics how
to have change without Revolution
and in international politics uh how to
have change without War right and part
of his whole idealism realism Schism
creation uh is an attempt to when we get
to the problem of peaceful change that
you have to have both elements right you
need to have a moral foundation and a
power Foundation to try to search for
the right place in which you can have
peaceful
change um now interestingly car thought
that appeasement of uh Chamberlain to uh
Hitler was a good example of what he was
getting at right interestingly enough
that's one of the few passages that no
longer is found in any of the subsequent
editions that was eliminated after the
1939 book uh and this is also when
appeasement got its Bad Name all right
so peaceful change and there's been a
lot of work on appeasement is
appeasement always a dirty word right is
giving into the demands of a rising
power always a bad thing to do you know
I'm not I don't have the verdict on that
but it's something to think about uh
again conventional wisdom is you never
do this uh but if we're in
unconventional times uh that maybe some
of that would be involved again Carr was
not alone uh the GU guy Frederick Sheran
Dunn he wrote a book in 1937 called
peaceful change and he defined it as the
alteration of the status quo by peaceful
International procedures rather than by
force uh the work of the International
Studies conference in the interwar
period which some people is the
predecessor to the international studies
Association had conference after
conference on Peaceful change right
would it be through adjudication would
it be through legal means would it be
through give and take but here's the
idea that you know if you want to avoid
war uh you might have to do some
concession some accommodation if the war
is going to be so terrible to avoid it
so that's my optimism part and uh still
needs more development but we have power
transition theory on the one hand very
very pessimistic about war coming uh
peaceful change does recognize the power
transition is happening but does not you
know thinks there's still things that we
can actually do uh to perhaps diminish
the possibility of a major war between
the United States and China so thank you
very much
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