Why Research Needs Ethics

Science in Motion
26 Jul 202006:38

Summary

TLDRThe script outlines the historical development of medical ethics, starting with the Nuremberg Trials post-WWII that led to the establishment of the Nuremberg Code in 1947. It highlights subsequent ethical breaches, such as the thalidomide incident and the Tuskegee syphilis study, leading to the formation of the World Medical Association's recommendations and the Belmont Report in 1979. The summary emphasizes the current global ethical principles in research involving humans and animals, including informed consent, minimizing harm, and the role of ethics committees in ensuring the protection of participants' rights and well-being.

Takeaways

  • 📝 The Nuremberg Code was established in 1947 following WWII, setting ethical standards for medical experimentation after crimes against humanity were exposed.
  • 😷 Despite the Nuremberg Code, unethical studies like the Thalidomide incident, the non-consensual use of Henrietta Lacks' cells, and the Tuskegee syphilis study still occurred.
  • 👨‍⚕️ In 1964, the World Medical Association laid the groundwork for Good Clinical Practice guidelines, emphasizing research based on prior lab and animal studies and the necessity of voluntary, informed consent.
  • 📚 The Belmont Report of 1979 outlined key ethical principles for human and animal research, including respect for persons, beneficence, justice, and research integrity.
  • ⚠️ Ethical research mandates the dignity, rights, safety, privacy, and well-being of participants, with particular concern for vulnerable groups.
  • 👨‍💻 Institutional Review Boards or Ethics Committees play a crucial role in ensuring research is ethical, comprising medical and non-medical members for a balanced review.
  • 📈 Research involving humans categorizes risks as negligible, low, or high, with informed consent documents providing detailed study information to potential participants.
  • 🐾 Animal research ethics focus on humane treatment, guided by the 3Rs principle: replacement, reduction, and refinement.
  • 🔗 Researchers have ongoing obligations to ethics committees, including reporting protocol variations and any serious issues that arise.
  • 👩‍💻 Ultimately, it is the researcher's responsibility to uphold ethical standards throughout the research process, ensuring society's best interests are served.

Q & A

  • What was the Nuremberg Code established in response to?

    -The Nuremberg Code was established in response to the atrocities committed by German physicians and administrators during World War II, including medical experiments conducted on concentration camp prisoners without their consent, which resulted in serious harm.

  • What are the key components of the Nuremberg Code?

    -The Nuremberg Code emphasizes the necessity of voluntary and informed consent, the importance of conducting research that is based on prior laboratory and animal experimentation, the requirement for research to be carried out by qualified individuals, and the principle that risks should not outweigh benefits.

  • What historical incidents highlight the importance of ethical research?

    -The Thalidomide birth defects incident in 1950, the case of Henrietta Lacks and her unconsented immortal HeLa cells in 1951, and the mistreatment of participants in the Tuskegee Syphilis Study from 1932 to 1972 are historical incidents that underscore the importance of ethical research.

  • What guidelines were established by the World Medical Association in 1964?

    -In 1964, the World Medical Association established recommendations for biomedical research, which formed the basis of the Good Clinical Practice guidelines. These guidelines emphasize the importance of research based on laboratory and animal experiments, independent committee review, informed consent, qualified research conduct, and ensuring that risks do not outweigh benefits.

  • What is the Belmont Report and when was it established?

    -The Belmont Report was established in 1979 and it summarizes the ethical principles and guidelines for the protection of human participants in biomedical and behavioral research. It emphasizes respect for persons, autonomy, and informed consent; beneficence, where the risks must not outweigh the benefits; and justice, which involves fairness, equality, and equity in research.

  • What role do Institutional Review Boards (IRBs) or Ethics Committees play in research?

    -Institutional Review Boards or Ethics Committees are independent panels that review and approve study designs and research protocols to ensure that the proposed research is ethical. They consist of medical professionals, non-medical members, ethicists, and often include members of the public. They are involved in evaluating the utility of research, the rigour of study design, animal welfare, ethical principles, and potential conflicts of interest.

  • What is the purpose of an Investigator Brochure in research?

    -An Investigator Brochure provides detailed information about the experimental drug or treatment being tested, including its chemical structure, pharmacological properties, toxicology, pharmacokinetics, and any previously conducted clinical trial results. It is used to inform the investigators about the drug's safety and potential side effects.

  • How does the principle of 'replacement, reduction, and refinement' apply to animal research?

    -The principle of 'replacement, reduction, and refinement' is foundational to animal ethics. It emphasizes the use of alternative methods to avoid or replace the use of animals in research, reducing the number of animals used when necessary, and refining experimental procedures to minimize harm and improve animal welfare.

  • What are the responsibilities of researchers towards the ethics committee throughout the duration of a study?

    -Researchers have an ongoing obligation to report any changes to protocols, seek permission for each amendment, and report any serious issues or side effects that arise. They must maintain the welfare of participants at all costs and ensure that all research conducted is in the best interests of society.

  • What is the significance of informed consent in research?

    -Informed consent is a fundamental ethical requirement in research. It ensures that participants understand the purpose, procedures, risks, benefits, and their rights, including the right to withdraw at any time. Participants must voluntarily agree to participate in the study after being provided with all relevant information.

  • How does the concept of 'respect for persons' manifest in research ethics?

    -Respect for persons in research ethics involves recognizing the autonomy and dignity of each individual involved in the research. It requires obtaining informed consent and ensuring that the rights, safety, privacy, and well-being of participants are respected, safeguarded, and considered at all times.

Outlines

00:00

📜 Evolution of Ethical Standards in Research

This paragraph outlines the historical development of ethical standards in research, beginning with the 1946 American Military Tribunal's investigation into war crimes committed by German physicians during World War II. It highlights the establishment of the Nuremberg Code in 1947 in response to unethical medical experiments. Despite the Nuremberg Code, unethical studies continued, such as the Thalidomide birth defects incident, Henrietta Lacks's unconsented HeLa cells, and the Tuskegee syphilis study. The World Medical Association's establishment of the Good Clinical Practice guidelines in 1964 and the Belmont Report in 1979 are noted as significant milestones in creating a framework for ethical research involving human participants. These documents emphasize the importance of informed consent, risk-benefit analysis, and the ethical treatment of participants, laying the foundation for today's global principles governing research ethics.

05:02

🔬 Responsibilities and Ethical Practices in Research

This paragraph focuses on the operationalization of ethical principles in research, emphasizing the roles and responsibilities of researchers, Institutional Review Boards (IRBs), and Ethics Committees. It details the comprehensive process of research proposal evaluation, including study design, participant safety, and consent procedures, to ensure dignity, rights, and well-being are safeguarded. Highlighted is the continuous obligation of researchers to report any changes or adverse events to ethics committees, underscoring the paramount importance of participant welfare and societal benefit. The paragraph also introduces the concept of animal ethics, founded on the Three Rs principle (Replacement, Reduction, and Refinement), which mandates ethical, humane treatment of research animals, showcasing the extensive considerations researchers must undertake to maintain ethical standards throughout their studies.

Mindmap

Keywords

💡Nuremberg Code

The Nuremberg Code, established in 1947, is a set of ethical guidelines for conducting medical research on humans. It was developed in response to the inhumane medical experiments conducted by Nazi physicians during World War II. The Code emphasizes the necessity of voluntary consent from participants, the importance of beneficence, and the imperative to minimize harm. This foundational document underlines the video's theme of evolving ethical standards in medical research, illustrating the critical shift towards protecting human participants in the aftermath of atrocities.

💡Good Clinical Practice

Good Clinical Practice (GCP) guidelines are a set of internationally recognized ethical and scientific quality requirements for designing, conducting, and reporting trials that involve the participation of human subjects. Established by the World Medical Association in 1964, GCP ensures that the rights, safety, and well-being of trial subjects are protected. The script mentions GCP as the universal standard for clinical trials, highlighting its role in ensuring that research is conducted ethically and the results are credible.

💡Belmont Report

The Belmont Report, established in 1979, summarizes the ethical principles and guidelines for research involving human subjects in the United States. It focuses on three core principles: respect for persons (autonomy), beneficence (minimizing harm and maximizing benefits), and justice (equitable distribution of research benefits and burdens). Mentioned in the script, the Belmont Report is crucial in guiding ethical research practices, emphasizing the need for informed consent and equitable treatment of participants.

💡Informed Consent

Informed consent is a fundamental ethical requirement in research involving human participants. It entails providing potential participants with all necessary information about the study, including its purpose, procedures, risks, and benefits, allowing them to make an informed decision about their participation. The script underscores its importance, reflecting its role in respecting participants' autonomy and ensuring they voluntarily agree to participate in research.

💡Institutional Review Board (IRB)

An Institutional Review Board (IRB), also known as an ethics committee, is a panel that reviews research proposals to ensure that they are ethical and that the rights and welfare of participants are protected. Comprising medical professionals, ethicists, and members of the public, IRBs play a critical role in overseeing research involving human subjects. The script highlights their function in approving study designs and consent processes, demonstrating the checks and balances in ethical research.

💡Animal Ethics

Animal ethics refers to the moral principles guiding the humane and responsible care and use of animals in research. It is founded on the three R's principle: replacement (using alternatives to animal testing when possible), reduction (minimizing the number of animals used), and refinement (modifying procedures to minimize suffering). The script mentions these principles, underscoring the ethical considerations required in animal research to balance scientific inquiry with animal welfare.

💡Research Integrity

Research integrity involves maintaining high ethical standards throughout the research process, ensuring reliability in the design, execution, analysis, and reporting of research. It includes honesty, transparency, and accountability. The script discusses research integrity as a cornerstone of ethical research, emphasizing the responsibility of researchers to uphold these principles to ensure trust in scientific findings.

💡Beneficence

Beneficence is an ethical principle that involves acting in the best interests of the participants, including minimizing potential harms and maximizing possible benefits. The video script discusses this principle in the context of ethical guidelines like the Nuremberg Code and the Belmont Report, illustrating its importance in ensuring that research does not exploit participants and contributes positively to their well-being and to society.

💡Justice

In research ethics, justice refers to the fair distribution of the benefits and burdens of research. It ensures that no group of people bears the brunt of the risks or is excluded from the potential benefits of research. The script mentions justice in the context of the Belmont Report, highlighting its significance in ethical research practices by ensuring fairness, equality, and equity in participant selection and treatment.

💡Three R's Principle

The Three R's Principle in animal research ethics stands for Replacement, Reduction, and Refinement. It guides researchers to use alternatives to animal testing when possible (Replacement), use the minimum number of animals necessary for reliable results (Reduction), and modify experimental procedures to minimize animal distress (Refinement). The script refers to this principle to underline the ongoing commitment to ethical considerations in animal research, aiming for the least harm and greatest utility.

Highlights

In 1946, an investigation was opened by the American military tribunal for criminal proceedings against German physicians and administrators for war crimes and crimes against humanity.

Evidence of medical experiments conducted on thousands of concentration camp prisoners without their consent, leading to their serious harm.

The Nuremberg Code was established in 1947 as a result of the trial, setting standards for medical ethics.

Despite the Nuremberg Code, questionable studies continued, such as the thalidomide birth defects incident in 1950.

The case of Henrietta Lacks and her unconsented immortal HeLa cells in 1951 raised ethical concerns about informed consent.

The mistreated Tuskegee syphilis participants from 1932 to 1972 highlighted ongoing ethical issues in research.

In 1964, the World Medical Association established recommendations for biomedical research, forming the basis of Good Clinical Practice guidelines.

Research in humans should be based on laboratory and animal experimentation results, as stated in the 1964 guidelines.

Independent committee review of research protocols was recommended to ensure ethical standards.

Voluntary and informed consent, conducted by qualified individuals, and risk-benefit analysis are key ethical research principles.

The Belmont Report in 1979 summarized ethical principles and guidelines for the protection of human participants in research.

Respect for persons, autonomy, and informed consent; beneficence; and justice were outlined in the Belmont Report.

Ethics in research today is governed by globally applicable principles for interactions between researchers and participants.

Dignity, rights, safety, privacy, and well-being of participants must be respected at all times.

Institutional Review Boards or Ethics Committees oversee research ethics, consisting of medical professionals and non-medical members.

Research committees review study design, research protocol, statistical analysis plan, and informed consent documentation.

Ongoing obligation to report protocol variations and serious issues to the ethics committee is required throughout the study duration.

The welfare of participants must be maintained at all costs, and research must serve the best interests of society.

It is the researcher's responsibility to uphold ethical standards at all times during the research process.

Transcripts

play00:05

in 1946

play00:07

an investigation was opened by the

play00:09

american military tribunal

play00:12

at the end of world war ii for criminal

play00:15

proceedings

play00:16

against german physicians and

play00:18

administrators

play00:19

citing participation in war crimes

play00:22

and crimes against humanity among the

play00:26

charges

play00:27

was evidence that medical experiments

play00:29

had been conducted on

play00:31

thousands of concentration camp

play00:33

prisoners without their consent

play00:35

and participants were seriously harmed

play00:38

as a result of this trial the nuremberg

play00:41

code was established in 1947

play00:45

numerous questionable studies still took

play00:48

place in the years following

play00:50

well-known examples in history include

play00:52

the thalidomide

play00:54

birth defects incident in 1950

play00:57

henrietta lacks his unconsented immortal

play01:00

hela cells in 1951 and the mistreated

play01:05

tuskegee syphilis participants from

play01:08

1932 to 1972.

play01:11

in 1964 the world medical association

play01:15

established recommendations for

play01:17

biomedical research

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and this formed the basis of the good

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clinical practice guidelines

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we now use universally it states that

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research in humans

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should be based on the results of

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laboratory and

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animal experimentation first that

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research protocols

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should be reviewed by an independent

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committee prior to commencement

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that voluntary and informed consent is

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necessary

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that research should be conducted by

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qualified individuals

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and that the risks should not outweigh

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the benefits

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then the belmont report was established

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in 1979

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summarizing the ethical principles and

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guidelines

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of the commission for protection of

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human participants of biomedical and

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behavioral research

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these were respect for persons autonomy

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and informed consent beneficence

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the risks must not outweigh the benefits

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justice

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fairness equality and equity

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and research integrity so today

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ethics in research refers to a set of

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globally applicable principles

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that govern the way any research

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involving interactions

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between researchers and participants is

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designed managed and conducted

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this includes living animals or humans

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as well as their associated tissue and

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data

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ethical research requires the dignity

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rights

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safety privacy and well-being of the

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participants

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be respected safeguarded and considered

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at

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all times particularly those from

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vulnerable groups

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these aspects are governed by

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institutional review boards or ethics

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committees

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which are an independent panel

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consisting of medical professionals

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and non-medical members that determine

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if the proposed

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research is ethical a research committee

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is usually comprised of researchers

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best positioned to evaluate utility of

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research

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and the rigour of the study design

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veterinarians

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able to comment on animal welfare

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ethicists who have an understanding

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of ethical principles and identifying

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ethical conflicts

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and members of public best position to

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identify and advocate

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social risks and benefits they are

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involved in reviewing

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and approving the study design research

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protocol

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which states what how and why of what

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you are going to do

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the statistical analysis plan

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investigator brochure if

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drug safety is involved testing and side

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effects for new treatments

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the suitability of the investigators

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facilities

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and the methods and materials to be used

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in obtaining and documenting

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informed consent they also review the

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feasibility of animal numbers and

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welfare

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in the case of animal research human

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ethics

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states that you must minimize harm to

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participants

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all research involving people will have

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a certain amount of risk

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attached to it this may be negligible

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low or high levels of risk

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each of these categories may be assessed

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differently

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for example a new cancer treatment that

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may have side effects

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that cause a bit of harm but the

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potential benefits of having a new

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therapeutic

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may outweigh the risk potential

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participants will be given a clear

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information consent form it includes

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information like what their study is

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about

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and what is required of them recruitment

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inclusion and exclusion criteria

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the contact details of the researchers

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for queries

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privacy and confidentiality protection

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information

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the right to withdrawal sources of

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funding

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any remuneration for their time

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how data will be managed and used how

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findings will be fed back to the

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participant

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if any publications will eventuate and

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the foreseeable benefits of the work

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animal ethics warrants ethical humane

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and responsible care and use of animals

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in research

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and is founded on the three hours

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principle of replacement

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reduction and refinement

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which emphasizes considerations around

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least harm

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and greatest utility of research animals

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throughout the duration of your study

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you have an ongoing obligation to the

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ethics committee

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to report any variations to protocols

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being used

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and to seek permission for each change

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every time

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with an amended submission you are also

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required to report any serious

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issues or side effects that arise the

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welfare of the participants must be

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maintained at all costs

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and all research conducted must be in

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the best interests of society

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ultimately it is the researcher's

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responsibility to ensure

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that ethical standards are upheld at all

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times

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during the research

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you

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Related Tags
Medical EthicsNuremberg CodeBiomedical ResearchInformed ConsentHuman ParticipantsAnimal ResearchEthical ReviewGood Clinical PracticeBelmont ReportResearch Standards