Legal Positivism - the dominant theory in jurisprudence

Jeffrey Kaplan
4 May 202318:53

Summary

TLDRThis script explores the concept of legal positivism, contrasting it with natural law theory in jurisprudence. It explains how law is a social phenomenon, sustained by human thought and action, independent of morality. The video clarifies misconceptions about positivism, emphasizing that while laws are social constructs, positivists can still advocate for moral laws. It also discusses the separation thesis, distinguishing between 'what the law is' and 'what the law ought to be,' using historical figures like Martin Luther King Jr. to illustrate the points.

Takeaways

  • 📚 The law school curriculum in English-speaking countries typically focuses on landmark U.S. cases involving specific events and real human beings.
  • 🤔 Jurisprudence, or Philosophy of Law, is often challenging for third-year law students, especially when studying the dominant theory of legal positivism.
  • 💭 Legal positivism posits that law is a social phenomenon, similar to money or fashion trends, whose existence depends on human thoughts and actions.
  • 💰 The value of money is a social phenomenon; it is real but only exists because people collectively believe in its value.
  • 👗 Fashion trends are an example of social phenomena that exist because people collectively think they are fashionable.
  • 🛗 The 'elevator rule' illustrates a social phenomenon that exists due to people's adherence to unspoken rules based on shared beliefs.
  • 🏗️ Created objects like tables differ from social phenomena in that they don't rely on human thoughts for their continued existence.
  • ⚖️ Legal positivism asserts that law is a construct of human creation and maintenance, existing because of social facts and human psychology.
  • 📜 Legal facts, such as what is considered illegal, are ultimately social facts that depend on human actions, such as legislation and collective acceptance.
  • 🔍 Legal positivism contrasts with natural law theory, which suggests that law is not only a social phenomenon but also inherently a moral one.
  • 🛑 Martin Luther King Jr.'s stance on unjust laws reflects the natural law perspective that a law violating moral principles is not truly law, challenging the positivist view.

Q & A

  • What is the focus of the law school curriculum in English-speaking countries?

    -The law school curriculum in English-speaking countries often focuses on landmark cases such as Marbury v. Madison, Plessy v. Ferguson, and Brown v. Board of Education, which involve specific events that happen to real human beings.

  • What is Jurisprudence in the context of law studies?

    -Jurisprudence is a term for the Philosophy of Law, which is typically studied by law students in their third year in the United States.

  • What is the dominant theory in jurisprudence today?

    -The dominant theory in jurisprudence today is Legal Positivism.

  • What is a social phenomenon according to the script?

    -A social phenomenon is something that depends for its existence on the thoughts or actions of people, such as money or fashion trends.

  • Why does the value of money depend on social phenomena?

    -The value of money depends on social phenomena because its status as a medium of exchange is maintained by the collective belief and actions of people.

  • What is the elevator rule mentioned in the script?

    -The elevator rule is an example of an unwritten social rule of etiquette where people are expected to turn around and face the door when entering an elevator.

  • What is the difference between a social phenomenon and a created object like a table?

    -A created object like a table does not rely on human beings for its continued existence, unlike social phenomena such as rules or values, which cease to exist if the collective human thought and action that sustains them disappears.

  • What is the core idea of Legal Positivism?

    -The core idea of Legal Positivism is that law is a social phenomenon created and sustained by human actions and thoughts.

  • What is the separation thesis in the context of Legal Positivism?

    -The separation thesis is the contention that there is no necessary connection between law and morals, meaning that what the law is (descriptive facts) can be separated from what it ought to be (normative facts).

  • What is the main difference between Legal Positivism and Natural Law Theory?

    -The main difference is that Legal Positivism views law as a purely social phenomenon without inherent moral constraints, while Natural Law Theory posits that law is partly a social and partly a moral phenomenon, with moral facts influencing the existence of legal facts.

  • How does Legal Positivism view the actions of someone like Martin Luther King Jr. who resisted unjust laws?

    -Legal Positivism acknowledges that Martin Luther King Jr. broke the law but did so based on a moral vision, recognizing the law as evil and resisting it accordingly.

  • What does the term 'posit' mean in the context of Legal Positivism?

    -In the context of Legal Positivism, 'posit' refers to the idea that law is something that was thought into existence by human thought.

Outlines

00:00

📚 Introduction to Jurisprudence and Legal Positivism

This paragraph introduces the concept of jurisprudence, which is the philosophy of law, and highlights the difficulty third-year law students in the U.S. face when first encountering it. It explains the dominant theory in jurisprudence, legal positivism, through the lens of social phenomena—things that exist because people think or act in certain ways, like money and fashion trends. The paragraph uses the example of money to illustrate how its value is a social construct dependent on collective human thought and action. It also distinguishes between social phenomena like etiquette rules, which depend on human thought for their existence, and physical objects like tables, which do not.

05:02

📜 The Social Thesis of Legal Positivism

The second paragraph delves into the social thesis of legal positivism, which posits that law, like other social phenomena, exists because of human actions and thoughts. It contrasts this with the natural creation of objects and explains that legal facts are social facts. The paragraph references the work of Joseph Raz, a prominent legal theorist, and discusses how legal positivism views the creation and sustenance of law through social facts, such as legislation and collective acceptance. It also briefly introduces other theorists like John Austin and HLA Hart, who contributed to the development of legal positivism by explaining the existence of legal systems in terms of human actions and psychological states.

10:03

🛑 The Natural Law Theory and Its Contrast with Legal Positivism

This paragraph explores the alternative to legal positivism, known as natural law theory, which asserts that law is not only a social phenomenon but also inherently a moral one. It suggests that legal facts are determined by both social and moral facts. Using the example of a law against jaywalking, the paragraph explains how positivists view the law as a social construct, while natural law theorists argue that for a law to be valid, it must also align with moral principles. The paragraph also touches on the famous 'Letter from a Birmingham Jail' by Martin Luther King Jr., which reflects the natural law perspective that unjust laws are not truly laws.

15:03

🔍 The Separation Thesis and Critique of Natural Law Theory

The final paragraph discusses the separation thesis, which is a key aspect of legal positivism that asserts a conceptual separation between what the law is and what it ought to be. It contrasts this with natural law theory, which rejects the separation thesis and argues that the moral validity of a law is part of its legal identity. The paragraph clarifies that legal positivism does not claim law should be devoid of morality but simply states that the existence of law is independent of its moral value. It also critiques natural law theory for its convoluted explanation of law resistance, such as Martin Luther King Jr.'s actions, and posits that legal positivism offers a clearer understanding of the distinction between law as it is and law as it should be.

Mindmap

Keywords

💡Jurisprudence

Jurisprudence is often referred to as the Philosophy of Law. It is the study of the nature, sources, and concepts of law. In the context of the video, jurisprudence is introduced as a course that third-year law students can take, which delves into abstract theories of law, contrasting with the more concrete case studies typically covered in law school curriculums.

💡Legal Positivism

Legal Positivism is a theory in jurisprudence that emphasizes the social origins and authority of law, independent of its moral value. The video explains this concept by stating that law is a social phenomenon created and sustained by human thought and action, such as the establishment and enforcement of legal systems through statutes and social acceptance.

💡Social Phenomena

Social phenomena are things that exist because of human thoughts or actions. The video uses the example of money to illustrate this concept, explaining that its value as a medium of exchange is a social construct that depends on collective human agreement and behavior.

💡Elevator Rule

The 'elevator rule' mentioned in the video is an example of an unwritten social rule that dictates behavior within an elevator, such as facing the door. It is a social phenomenon because its existence and observance depend on people's shared understanding and adherence to this norm, even if they are not explicitly taught it.

💡Natural Law Theory

Natural Law Theory is presented as an alternative to Legal Positivism. It suggests that law is not only a social construct but also inherently tied to morality. The video explains that according to Natural Law Theory, the existence of law is influenced by moral facts, implying that a law that is immoral may not truly be considered law.

💡Separation Thesis

The Separation Thesis is a concept within Legal Positivism that posits a distinction between law as it is (descriptive facts) and law as it ought to be (normative facts). The video contrasts this with Natural Law Theory, which does not accept this separation because it believes moral considerations are integral to determining what the law is.

💡H.L.A. Hart

H.L.A. Hart is a renowned legal philosopher whose work is central to the discussion in the video. Hart's theory of law is described as a psychological theory that explains the existence of legal systems through patterns of behavior and attitudes, which are social phenomena. His work is foundational in understanding the Separation Thesis.

💡John Austin

John Austin is another legal philosopher mentioned in the video, known for his command theory of law. Austin's theory, which the video suggests was influenced by Jeremy Bentham, is a form of Legal Positivism that explains the existence of law through the issuance of commands, threats of sanctions, and habits of obedience.

💡Martin Luther King Jr.

Martin Luther King Jr. is referenced in the video in the context of his resistance to unjust laws, particularly racial segregation. His famous quote, 'an unjust law is no law at all,' is used to illustrate the perspective of Natural Law Theory, which contrasts with the Legal Positivist view that a law's existence is separate from its moral value.

💡Descriptive vs. Normative Facts

The video discusses the difference between descriptive facts, which describe what is, and normative facts, which describe what ought to be. This distinction is crucial to understanding the Separation Thesis in Legal Positivism, which argues that determining the law (descriptive) can be separate from determining what the law should be (normative).

Highlights

The law school curriculum in English-speaking countries focuses on landmark U.S. cases like Marbury v. Madison, Plessy v. Ferguson, and Brown v. Board of Education.

Third-year law students in the U.S. can take jurisprudence, which is the philosophy of law, with legal positivism being the dominant theory.

Social phenomena, such as money, rely on the continued thoughts and actions of people for their existence and value.

Legal positivism asserts that law is a social phenomenon, sustained by human actions and thoughts.

Examples of social phenomena include money, fashion trends, and etiquette rules like the elevator rule.

Objects like tables, created by humans, do not rely on human thoughts for their continued existence, unlike social rules.

Legal positivism explains law as something created and sustained by human social actions and psychological states.

John Austin's theory of law involves issuing commands, threatening sanctions, and habits of obedience, all of which are social facts.

HLA Hart's theory of law involves a hierarchy of primary and secondary rules, which are social rules explained by patterns of behavior and mental states.

Natural law theory posits that law is partly a moral phenomenon, requiring moral facts to determine legal facts.

Martin Luther King Jr.'s assertion that 'an unjust law is no law at all' aligns with natural law theory, which holds that immoral laws are not true laws.

The separation thesis in legal positivism contends that there is no necessary connection between law and morality.

Legal positivists argue that laws can be understood independently of their moral value, whereas natural law theorists believe moral facts are essential to defining laws.

Legal positivists can clearly distinguish between what the law is and what it ought to be, whereas natural law theorists cannot separate the two.

There are two main ways of stating legal positivism: the social thesis (law as a social phenomenon) and the separation thesis (distinguishing law from morality).

Transcripts

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most of the law school curriculum in

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English-speaking countries focuses on

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cases in the U.S it's often landmark

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cases like Marbury V Madison Plessy V

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Ferguson Brown V Board of Ed and court

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cases involve specific events that

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happen to real human beings and they're

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concrete enough to wrap your head around

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but when law students reach their third

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year at least in the United States they

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have the opportunity to take

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jurisprudence which is just a fancy term

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for Philosophy of Law the dominant

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Theory at least today in jurisprudence

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is legal positivism

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third year law students often find it

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very difficult but I'm going to explain

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it to you right now the first concept

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that we're going to need is that of

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social phenomena by which I mean things

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that depend for their existence on the

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thoughts or actions of people for

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example money here's some of my money I

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brought it in as a prop this is a piece

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of paper and if all of the human beings

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in the whole world disappeared today

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this paper could still keep on existing

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at least for a while until like the rain

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and the wind wore it down and turned it

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into like a dust of of molecules or

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whatever but its status as money depends

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on the continued thoughts every minute

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of people you know at least throughout

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the United States of America what makes

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this money is the fact that people think

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it's money if I go to the store and hand

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this piece of paper to someone then

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they'll give me some candy but if

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everyone stopped caring about these

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pieces of paper if they stopped giving

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me candy when I handed them the money

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then it wouldn't be money anymore

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the value of money is a social

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phenomenon its existence the fact that

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the money has the value that it does

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depends on the continued actions and

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thoughts of people does that mean that

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it's not real no it's real let me tell

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you the value of money is a real thing

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like I really can get candy for it or

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jet skis or whatever you can buy with

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money you really can buy it so money is

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real its value exists it's a totally

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real thing it's just a social thing

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another big category of social phenomena

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would be things like fashion trends

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those pants are fashionable because

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people think that they're fashionable

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there can be social phenomena that need

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human beings to think a certain way in

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order for them to exist but humans don't

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even know that those things exist and

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that their thinking keeps them in

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existence

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the one example of this that I could

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come up with is what I call the elevator

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rule this is a rule of etiquette I guess

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when you go into an elevator what you're

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supposed to do is turn around and face

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the door this is a social Rule and its

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existence depends on people thinking a

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certain way the reason that you're

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supposed to face the door and that

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everyone else would think you're super

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weird if you just walked into the

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elevator and faced the wall or faced an

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M the reason people would think that's

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so weird is because there really is this

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rule but this rule relies for its

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existence on the thoughts of people

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people follow this rule their own

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thoughts sustain the existence of this

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rule without them even knowing it you

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probably just go into elevators and

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stand a certain way facing a certain

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direction with a certain orientation you

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do that automatically without anyone

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having ever told you oh this is what

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you're supposed to do so there really is

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this rule that relies for its existence

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on our thoughts even though we don't

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don't in a certain explicit way think

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about it at all

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and one other important point is that

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there are things like tables these

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things were created by human beings like

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you could imagine a wooden table that

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someone made with their actions with you

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know a saws and Hammers and nails and

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that sort of thing this table is not a

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social phenomenon in the way that I'm

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thinking about it although the table

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relied for its initial existence its

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creation it relied on the actions of

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human beings it doesn't rely on human

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beings for its continued existence if

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all the people on the planet Earth

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disappeared tomorrow the tables would

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keep on existing but the rules for

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elevators those would stop existing at

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the very instant that the people went

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away and the fashion trends would cease

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to exist and the value of money would

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cease to exist

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returning to Legal positivism that is

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just the thesis that law is a social

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phenomenon it's like money or etiquette

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or the elevator rule or the game of

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basketball or whatever it's a thing that

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human beings created and then we sustain

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it in its existence legal systems only

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continue to exist because we do things

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and think certain things legal facts

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that is facts about what the law is are

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ultimately social facts for example the

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fact that crossing the street not at a

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crosswalk is illegal Depends for its

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initial existence on some statute

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someone wrote something in a law book

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and then the Congress all voted to make

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it law those are all social facts facts

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about what someone wrote in a book which

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people raised their hands at what time

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those are all facts about human thought

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and action and that law continues to be

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law because enough people think in their

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minds this is the legal system I accept

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this legal system whatever the person

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wrote in that legal book through the

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right procedure that's the law certain

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human events created the law and then

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certain human psychological States

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sustain that law in existence in the

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most general terms the positivist social

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thesis is that what is Law and what is

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not is a matter of social fact those

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words were written in 1979 by the

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utterly inimitable Joseph Raz one of the

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great legal theorists of the last 50

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years okay that's fine if that's all

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that legal positivism turns out to be

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it's going to turn out to be a little

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more than that but at this point we

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might wonder why it's called positivism

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the word posit usually means to suggest

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or assume or put forward a thesis but in

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this case the word posit is being used

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in this kind of weird way to mean to

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think something into existence so legal

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positivism is just the view that law is

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something that was posited into

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existence by human thought if we now go

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back through the most famous theories of

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law of the last 200 years we can see

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that many of them are versions of legal

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positivism John Austin's Theory which he

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really stole or borrowed from Jeremy

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Bentham his theory is a version of

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positivism why

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Austin's Theory explains the existence

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of legal systems in terms of basically

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three ingredients issuing commands

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threatening sanctions and habits of

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obedience I explain Austin's whole

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theory in a previous video lecture

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Austin thinks he can explain what makes

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a legal system exist just in terms of a

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certain combination of people saying

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some commands like a like a king or a

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sovereign or someone has to order some

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people to do something they have to back

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those orders up with the threat of

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punishment and then also what makes them

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the law Giver what makes them The

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Sovereign is that other people have

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certain habits of obeying them from this

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very brief summary you don't have to

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understand Austin's Theory or why it's

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powerful But ultimately flawed or

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anything you don't have to understand

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any of that all you have to understand

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is that like oh he's explaining this

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thing legal systems in terms of human

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actions all of these are things that

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people do and as long as people keep

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doing those things in the right

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combination there exists a legal system

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and so if that's your theory of law then

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you're explaining law entirely in terms

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of social facts facts about what people

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do and so Austin is a legal positivist

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and the same is true of the even more

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famous and more important theory of HLA

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heart about whom I wrote half of my

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dissertation

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heart explains law in terms of a

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hierarchy of rules there have to be

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these social rules they have to be

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structured in a certain way with primary

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rules and secondary rules that are about

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the primary rules if you want to

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understand all of this then you have to

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watch the lecture video that I made

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about HLA heart heart thinks that there

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are social rules like that social rule

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that says that you have to face the door

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in the elevator there are social rules

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that need to be structured a certain way

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and those social rules are themselves

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explained on his theory in terms of

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patterns of behavior and attitudes

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mental States the states of people's

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minds that's what makes these social

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rules exist as long as these social

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rules are arranged in a certain very

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specific way then you have a legal

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system Hearts Theory therefore is

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ultimately a psychological theory of law

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it explains the existence of legal

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systems in terms of thoughts in terms of

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psychology but the thoughts and actions

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of people well those are the those are

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social things those are social phenomena

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and so Hearts theory is also a version

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of legal positivism

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okay fine that doesn't seem that hard

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that's legal positivism but what's like

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the alternative

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the alternative Theory the theory that

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competes against legal positivism in

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jurisprudence at least for the last few

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hundred years is called natural law

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theory now the phrase natural law theory

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gets used in ethics to mean something

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different we're talking about in the

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philosophy of law where this phrase

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means the idea that law is partly a

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social phenomenon but it's also partly

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inherently a moral phenomenon

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the idea generally behind natural law

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theory is that legal facts are

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determined ultimately by social facts

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and by moral facts to see what this

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means think back to the example of the

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law against crossing the street outside

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of a crosswalk according to the

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positivist the fact that that law is law

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is explained entirely by social facts so

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by the fact that someone wrote in the

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law book and all the people raised their

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hands those are social facts about where

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their hands go and that people enough

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people think that that's the legislative

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body with legitimate Authority and so

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all of those social facts the thoughts

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of the people the the handwriting the

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raising of the hands to vote all of

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those social facts come together to make

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it the case that it is illegal to cross

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the street somewhere other than at a

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crosswalk the natural law theorist will

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tell the whole same story about writing

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the law in the law book and everyone

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raising their hands all that social

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stuff but then they'll add an additional

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condition they will say that that law

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only exists because it is not

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sufficiently immoral if it turned out

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that the one true moral law set out by

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God or nature or Justice itself or

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whatever truly prohibited this kind of

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law it made it an offensive evil law

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then that law would not be law at all

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famously Martin Luther King Jr was

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imprisoned for engaging in non-violent

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demonstrations against racial

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segregation and he wrote a response

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while he was in jail in Birmingham

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Alabama he wrote this response it was a

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response to certain White Community

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leaders and church leaders who were

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urging him and his followers to sort of

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you know use caution and don't upset

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anybody and yeah this racial segregation

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is not so great but like don't get too

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upset about it and his response was his

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famous letter from a Birmingham Jail I

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would agree with Saint Augustine that an

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unjust law is no law at all at least on

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a Surface reading the sentiment that

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he's putting forward is the natural law

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sentiment the idea that if some law

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violates some you know deep moral

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prohibition then that law is not law and

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if that's correct then law is not a

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purely social phenomenon there are

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certain moral constraints on what counts

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as law okay now we're getting into the

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interesting territory legal positivism

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is contrasted with natural law theory

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and because of this contrast there's

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this other way what's called the

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separation thesis another way of stating

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what positivism is on this way of

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articulating positivism it is the

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contention that there is no necessary

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connection between law and morals or law

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as it is and law as it ought to be

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that's HLA heart he's like the best he's

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my favorite you know

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what's being separated it's the facts

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about what the law happens to be like

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what is illegal and what is not illegal

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that is being separated from what should

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or should not be legal or illegal

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another way to draw this distinction

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with a certain bit of jargon is as the

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difference between descriptive facts and

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normative facts and you can see how

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natural law theory has to reject the

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separation thesis natural law theory

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says that there's this moral check on

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what counts as legal and so in order to

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figure out what the law is you have to

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figure out what the law ought to be you

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have to figure out the moral facts

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because you can never know if that law

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really is law according to natural law

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theory unless you know whether it would

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be totally evil for that thing to be law

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remember according to these natural law

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theorists like Saint Augustine born in

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the year 354 or maybe Martin Luther King

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Jr an unjust law is no law at all and so

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you really can't draw this distinction

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this separation between what law ought

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to be and what law is because what the

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laws are is in part determined by

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whether or not they meet these moral

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criteria positivism because it says that

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law is a purely social phenomenon there

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are no moral constraints on it in

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principle therefore there's this there's

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this conceptual separation you can

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figure out what the law is before or

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separate from figuring out what the law

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ought to be okay so does that mean that

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like legal positivists think that law

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should not be informed by morality no no

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no no no no no no no no no that's not

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what they think I mean that's the first

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thought that most students most law

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students will have when they hear

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everything that I've just said but

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that's not the view hold on positivism

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is just a theory about what law is it

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just says in order for a law to be law

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it doesn't necessarily have to be

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morally good now a positivist can then

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go on to say that oh well yeah sure that

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terrible law is law it's just a terrible

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one it's evil and we should get rid of

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it Martin Luther King for example he

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could resist a legal system he could

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disobey its laws he could point out that

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some laws are morally egregious he could

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do all of that while being a legal

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positivist indeed the legal positivist

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will claim that they have actually a

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better clearer way of saying what Martin

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Luther King Jr was up to because the

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positivist thinks that these are two

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different things what the law is and

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what the law ought to be the positivists

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can just State the case like this like

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look there are these laws they require

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whites and blacks to use different

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facilities different train cars

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different drinking fountains they make

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interracial marriage illegal so on and

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so forth that's what the law is and

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those laws are evil what the law ought

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to be are things that treat people of

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different races equally but because the

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natural law theorist thinks that there

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are moral constraints on law they have

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to do this kind of weird thing to

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explain what Martin Luther King Jr or

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anyone criticizing or resisting a law

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was up to they have to do this weird

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thing where they say these

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segregationist laws weren't laws they

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were almost laws and so Martin Luther

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King Jr wasn't breaking any laws really

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it's just that everyone thought he was

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breaking laws and he didn't want to

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change what the laws were because of

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course according to the natural law

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theorist those were never laws because

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they were truly immoral and there's this

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moral constraint on what law is and so

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he wasn't trying to change the law he

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was just trying to get other people to

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realize what the law was all along

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that's the sort of weird thing that the

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natural law theorist has to say because

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they don't hold the separation thesis

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the positivist can just state things a

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lot more clearly and they claim that

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this is an advantage of their view

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there's what the law is and it's all

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this segregationist stuff and then

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there's what the law ought to be which

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is not that segregationist stuff do you

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see why natural law theory has to give

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the answer that Martin Luther King Jr

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wasn't breaking the law because truly

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moral laws aren't laws right remember he

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said it an unjust law is no law at all

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well if that's true then he wasn't

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breaking the law but he's in jail and

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all the judges are gonna you know bang

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their gavels and convict him or whatever

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it just seems more sensible at least to

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the positivist to say no he broke the

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law but he did it because he had a moral

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Vision he understood that that law was

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an evil terrible law and he had the the

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courage and the foresight to to resist

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it okay so the main takeaway from all of

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this is that there's actually two ways

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of stating at least two ways there's

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actually many more but there's at least

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two main ways of stating what legal

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positivism is

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there's the social thesis that's what we

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started with the idea that law is a

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social phenomenon or that legal facts

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are ultimately social facts and then

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there's this separation thesis which is

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also a way of stating basically the same

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view but that this separation thesis

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really makes sense or it sort of comes

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about once you contrast legal positivism

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The View that all you need to figure out

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what the law is are social facts you

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contrast that with natural law theory

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which is the view that in order to

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figure out what the law is you need to

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look at the social facts but you also

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need to figure out what morality itself

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demands okay so if you understood all of

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that then you're like way ahead of the

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game

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Related Tags
Legal PhilosophyPositivismNatural LawMoral LawSocial FactsLegal SystemsElevator RuleAustin's TheoryHart's TheoryMartin Luther King