Stocks under Surveillance Measures: ASM, ESM, GSM

Summary

The Securities and Exchange Board of India (SEBI) and stock exchanges enforce critical regulatory measures to ensure market stability and protect investor interests. Surveillance measures such as Graded Surveillance Measure (GSM), Additional Surveillance Measure (ASM), and Enhanced Surveillance Measure (ESM) are implemented to maintain market integrity. These preemptively shield against disruptions. Investors are advised to review surveillance action circulars on the exchange website for informed trading decisions. For assistance, contact NSE at ..in or 1800266 0050.

Takeaways

• 🛡️ Regulatory measures are essential for maintaining market stability and protecting investor interests.
• 👮‍♂️ The Securities and Exchange Board of India (SEBI) and stock exchanges enforce surveillance measures to ensure market integrity.
• 🔍 Surveillance measures include Graded Surveillance Measure (GSM), Additional Surveillance Measure (ASM), and Enhanced Surveillance Measure (ESM).
• 📈 Adherence to the Insolvency and Bankruptcy Code (IBC) is also a part of market surveillance.
• 🔑 These measures act as preemptive shields against market disruptions.
• 🔎 Exchanges and SEBI jointly identify stocks (scripts) that meet the criteria for surveillance actions.
• 📢 Surveillance actions are detailed in circulars regularly published on the exchange website.
• 👀 Investors are advised to review these circulars to understand the impact of surveillance actions on specific stocks.
• 📞 For further assistance, investors can contact the NSE at the provided phone number or email address.
• ⚠️ It's crucial for investors to stay informed about surveillance actions to make informed trading decisions.

Q & A

What is the primary purpose of regulatory measures in the financial market?

The primary purpose of regulatory measures is to maintain stability and safeguard the interests of investors.

Which board is responsible for implementing surveillance measures in India's financial market?

The Securities and Exchange Board of India (SEBI) is responsible for implementing surveillance measures in India's financial market.

What are the different types of surveillance measures mentioned in the script?

The different types of surveillance measures mentioned are Graded Surveillance Measure (GSM), Additional Surveillance Measure (ASM), Enhanced Surveillance Measure (ESM), and adherence to the Insolvency and Bankruptcy Code (IBC).

What is the role of Graded Surveillance Measure (GSM) in the market?

Graded Surveillance Measure (GSM) is a preemptive measure to shield against market disruptions and maintain market integrity.

How do exchanges identify stocks for surveillance actions?

Exchanges jointly identify stocks, or 'scripts,' that qualify under the criteria of surveillance measures leading to surveillance actions.

Where are the circulars detailing surveillance actions published?

Circulars detailing surveillance actions are regularly published on the exchange's website.

What advice is given to investors regarding surveillance actions on stocks?

Investors are advised to review the circulars to understand the implications of surveillance actions on particular scripts before making any trading decisions.

What is the significance of the Insolvency and Bankruptcy Code (IBC) in the context of surveillance measures?

The Insolvency and Bankruptcy Code (IBC) is a legal framework that is adhered to as part of surveillance measures, which aids in maintaining financial discipline and integrity.

What is the Enhanced Surveillance Measure (ESM) and its purpose?

The Enhanced Surveillance Measure (ESM) is a more stringent surveillance action taken to prevent market manipulations and ensure fair trading practices.

How can investors get further assistance regarding surveillance actions?

For further assistance, investors can reach out to the NSE at the provided contact number, 1800266 0050.

What is the purpose of publishing surveillance actions on the exchange website?

Publishing surveillance actions on the exchange website is to keep the market participants informed and to promote transparency in the trading process.